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2100 Lake Eustis Dr., Tavares, FL 32778 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-07-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ruggie Wealth Management | Tavares | FL | 02/2011 | 01/2021 |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2011 | 10/2016 |
| Destiny Wealth Partners, Llc | Tavares | FL | 01/2017 | Present |
| Cwm, Llc | Omaha | NE | 07/2018 | 07/2020 |
1. RWM ASSET MANAGEMENT, LLC.; 2100 Lake Eustis Dr, Tavares, FL 32778; Manage UMA accounts Portfolio Management; Financial Advisor; 01/2017. Investment related. 10 hours per month; 8 hours per month during trading hours. Nature of Business ; Compcoin is a public currency trading platform. It uses a blockchain to securely share trading technology among investors instead of each competing with one another. If you own a digital coin called Compcoin (code CPC) the decentralized automatic global trading computer can auto execute trades in your individual investment account. Compcoin's technology is used by investors with the guidance of licensed financial advisers. Compcoins run a distributed network of financial trading computers creating a trusted automatic investment platform. It links individual investment accounts of every size globally, so they trade together with the advantages of artificial "predictive" intelligence (A.I). You can even can pay the platforms performance based profit sharing fees with the corresponding increases in its value. Member of the Advisory Council. To help guide the company as it continues to grow. 6/1/2017 Less than 1 hour per month. Zero hours during securities trading hours. 2. Independent insurance agent, since 2000, 2 hours/month; non-investment related 3. UCP of Central Florida, Board Member.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-23 |
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