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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-03-13 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
Charlotte, NC • United States
4340 Innslake Dr Concourse Floor, 7G91, Glen Allen, VA 23060 • United States
401 S Tryon St 3Rd Fl, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
SHUTTER DIVA PHOTOGRAPHY, LLC; NOT INVESTMENT RELATED; CHARLOTTE,NC; 100% OWNERSHIP; START DATE 07/08/2021; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; PHOTOGRAPHY BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-31 |
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