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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-06 |
| NJ | RA | APPROVED | 2020-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kio Yamato Optics | Englewood | NJ | 09/2009 | 11/2019 |
| New York Life Insurance Co | Saddle Brook | NJ | 05/2019 | 08/2020 |
| Nylife Securities Llc | Saddle Brook | NJ | 12/2019 | 08/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 09/2020 | Present |
| Bank Of America, N.A. | Paramus | NJ | 11/2020 | Present |
I*: 2180271 Entity Type: For Profit Name of OBA: CJK Foods, LLC Address: Bergenfield, NJ 07621 Investment Related: No Position, Title, Association: Owner Employee Start Date: 01/29/2025 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: Member of LLC. LLC has part ownership (silent partner) in a restaurant (Asian, sushi, seafood).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-31 |
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