Robert Scott Thomas

Current Employers

Employment History

• 01/2002 → Present
  Osaic Wealth, Inc.
  Salt Lake City, UT
• 01/2002 → Present
  Ashworth Financial Advisors, Llc
  Salt Lake City, UT
• 05/2018 → Present
  Ashworth Wealth Llc
  Salt Lake City, UT
• 02/2008 → 05/2018
  Ashworth & Empey Financial, Llc
  Salt Lake City, UT

Previous Registrations

• 2002-08-01 → 2010-12-31
  Stone Hill Advisory Services Inc.
  Salt Lake City, UT

Other Businesses

1. ASHWORTH WEALTH, LLC POSITION: Principal NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2002 ADDRESS: 897 baxter drive, South Jordan UT 84095, United States DESCRIPTION: Investment advisors 2. RST CONSULTING, INC. POSITION: President NATURE: S-Corp. It was set up to help allocate income to me personally and to Ashworth and Empey Financial to cover shared overhead.RST does not get paid directly from any client activity, it is just a structural entiry for accounting purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2001 ADDRESS: 257 east 200 south, ste 750, salt lake city UT 84111, United States DESCRIPTION: My S- Corp was set up to help allocate income to me and to Ashworth Wealth to cover shared overhead.RST does not get any compensation for any client activity. It is used for accounting purposes only.I also market fixed life products thru this entity. 3. ASHWORTH FINANCIAL ADVISORS, LLC--DBA ASHWORTH BENEFITS POSITION: Principal NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2002 ADDRESS: 257 east 200 south, ste 750, salt lake city UT 84111, United States DESCRIPTION: Group insurance services within Investment Advisory and Financial Planning Business 4. ASHWORTH MANAGEMENT, LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/27/2020 ADDRESS: 257 east 200 south, ste 750, salt lake city UT 84111, United States DESCRIPTION: manage business expenses and marketing efforts for recruiting and other activities for the Royal Alliance bonus group with David Manookin as OSJ

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-28
• S63 Uniform Securities Agent State Law Examination
  1996-06-21

Other Names

• Scott Thomas
• Robert S Thomas