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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 04/2014 | 12/2016 |
| Prosperity Bank | Mckinney | TX | 04/2014 | 12/2016 |
| Raymond James Fianical Services Inc | Mckinney | TX | 12/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Mckinney | TX | 12/2016 | Present |
| Prosperity Bank | Allen | TX | 06/2017 | Present |
(1)Name of Business: Prosperity Private Investments Address: 225 S Custer Rd, Allen, TX, 75013, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/18/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-23 |
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