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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-12-05
  • TX RA
    APPROVED
    Since 2016-12-05

Branch Locations

225 South Custer Road, Allen, TX 75013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 04/2014 12/2016
Prosperity Bank Mckinney TX 04/2014 12/2016
Raymond James Fianical Services Inc Mckinney TX 12/2016 Present
Raymond James Financial Services Advisors Inc. Mckinney TX 12/2016 Present
Prosperity Bank Allen TX 06/2017 Present
  • 04/2014 → 12/2016
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2014 → 12/2016
    Prosperity Bank
    Mckinney, TX
  • 12/2016 → Present
    Raymond James Fianical Services Inc
    Mckinney, TX
  • 12/2016 → Present
    Mckinney, TX
  • 06/2017 → Present
    Prosperity Bank
    Allen, TX
Previous Registrations
  • 2014-04-15 → 2016-12-02
    Mckinney, TX
  • 2012-09-20 → 2014-04-18
    Fort Worth, TX
    Richardson, TX
    Plano, TX
    Sherman, TX
  • 2010-10-28 → 2012-09-17
    Pnc Managed Account Solutions, Inc.
    Carrollton, TX
  • 2009-12-22 → 2010-09-20
    Directed Services Llc
    West Chester, PA
    West Chester, PA
    West Chester, PA
Other Businesses

(1)Name of Business: Prosperity Private Investments Address: 225 S Custer Rd, Allen, TX, 75013, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/18/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-21
S63 Uniform Securities Agent State Law Examination 1996-09-23
  • S65 Uniform Investment Adviser Law Examination
    2009-12-21
  • S63 Uniform Securities Agent State Law Examination
    1996-09-23
Other Names
  • John Michael Hanson

View on SEC IAPD

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