Rae Young Kim

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2012-06-04

NJ RA
APPROVED

Since 2012-06-04

Branch Locations

8 Mountain Blvd, Warren, NJ 07059 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2012-06-01

NJ RA
APPROVED

Since 2012-06-01

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

45 Mountain Blvd, Warren, NJ 07059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dba Kim Financial Group	Bridgewater	NJ	02/2002	Present
Capital Analysts Incorporated	Radnor	PA	03/2004	Present
Lincoln Investment	Warren	NJ	06/2012	Present

02/2002 → Present

Dba Kim Financial Group

Bridgewater, NJ
03/2004 → Present

Capital Analysts Incorporated

Radnor, PA
06/2012 → Present

Lincoln Investment

Warren, NJ

Previous Registrations

2004-03-24 → 2012-06-01

Cincinnati Analysts, Inc.

Warren, NJ

Southfield, MI

Cincinnati, OH
2002-05-09 → 2004-03-04

Voya Financial Advisors, Inc.

Bridgewater, NJ

Other Businesses

RAE KIM POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2016 ADDRESS: Marbella Isles, Luna Circle, Naples FL 34109 DESCRIPTION: None--will be hiring a management company to oversee all the activities STATE AND FEDERAL EMPLOYEES BENEFIT CONSULTING GROUP (KIM FINANCIAL GROUP DBA) POSITION: Owner NATURE: Insurance, retirement planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2002 ADDRESS: 45 Mountain Blvd., Warren NJ 07059, United States DESCRIPTION: Sell and service fixed life insurance, disability insurance, and LTC products as per clients' requests.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-04-23
S63	Uniform Securities Agent State Law Examination	2000-12-29

S65 Uniform Investment Adviser Law Examination

2001-04-23
S63 Uniform Securities Agent State Law Examination

2000-12-29

View on SEC IAPD