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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-09-25 |
| TX | RA | APPROVED | 2023-09-25 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tigress Financial Partner | New York | NY | 04/2020 | 10/2020 |
| Scalisi Cosmetics Llc | New York | NY | 12/2009 | Present |
| South Haven Financial Llc | New York | NY | 03/2020 | 07/2021 |
| Academy Securities Inc | New York | NY | 10/2020 | 07/2021 |
| Kopentech Llc | Greenwich | CT | 07/2021 | 04/2023 |
| Jpmorgan Chase Bank Na | Greenwich | CT | 08/2023 | Present |
| Jpmorgan Securities Llc | Greenwich | CT | 08/2023 | Present |
Entity Name: Scalisi Cosmetics LLC Investment related: No "Address: 200 Park Ave suite 1700 New York, NY 10166 www.ScalisiSkincare.com" Nature of the other business: Cosmetics Position/Title/Relationship: Owner/Partner Start Date: 12/01/2009 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: SCALISI COSMETICS LLC, NON-INVESTMENT RELATED BUSINESS. 200 PARK AVENUE SUITE 1700, NEW YORK, NY 10166. SCALISI COSMETICS MANUFACTURERS AND DISTRIBUTES COSMETICS. FOUNDER AND CEO. START DATE 12/2009. 20 HOURS/MONTH. AFTER WORK HOURS AND ON WEEKENDS OVERSEEING THE DISTRIBUTION OF PRODUCTS. NO SIMILARITY AND NO CONNECTION TO JPM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-01 |
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