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Employer firm

Kestra Private Wealth Services, LLC CRD 155193

$13.5B regulatory AUM 109 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-04-03
  • GA RA
    APPROVED
    Since 2025-04-03

Branch Locations

6 First Street Se, Moultrie, GA 30223 • United States

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Moultrie GA 03/2001 04/2025
Raymond James Financial Services Advisors, Inc Moultrie GA 01/2009 04/2025
Southwest Georgia Bank Moultrie GA 03/2001 04/2020
The First Bank, Anba Moultrie GA 03/2021 04/2025
Kestra Investment Services Llc Moultrie GA 04/2025 Present
Kestra Private Wealth Services Llc Moultrie GA 04/2025 Present
Previous Registrations
Other Businesses

Name: INSPIRED WEALTH PLANNING POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/03/2025 ADDRESS: 6 First Avenue SE, Moultrie GA 31768, United States DESCRIPTION: Provide investment advice. Name: COLQUITT REGIONAL CAPTIVE POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 3131 South Main Street, Moultrie GA 31768, United States DESCRIPTION: Offer direction and oversight for the activities described above Name: ARCHWAY PARTNERSHIP COLQUITT COUNTY POSITION: Board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: 350 Veterans Parkway North, Building 1, Room 132, Moultrie GA 31788, United States DESCRIPTION: Oversee activities related to statement above Name: MOULTRIE HOUSING AUTHORITY POSITION: Board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2022 ADDRESS: 800 4th Ave SE, Moultrie GA 31768, United States DESCRIPTION: Provide oversight for activities above Name: MOULTRIE LEASED HOUSING POSITION: Board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2022 ADDRESS: 800 4th Ave SE, Moultrie GA 31768, United States DESCRIPTION: Oversee activities above Name: HORSESHOE BEND PROPERTY INVESTMENTS POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 11/08/2024 ADDRESS: 7 Pine Cone Road, Moultrie GA 31768, United States DESCRIPTION: Sole owner- all business responsibilities Name: FIRST BAPTIST CHURCH POSITION: Deacons/Finance Committee NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 400 South Main Street, Moultrie GA 31768, United States DESCRIPTION: Give direction to local ministry Name: COLQUITT REGIONAL MEDICAL CENTER POSITION: Board Member/ Chairman NATURE: Health Care INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2017 ADDRESS: 3131 South Main Street, Moultrie GA 31768, United States DESCRIPTION: Responsible to give strategic direction and oversight to the mission outlined above.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-15
  • S63 Uniform Securities Agent State Law Examination
    1996-07-15
Designations
  • Certified Financial Planner

View on SEC IAPD

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