William Mitchell Spiegel

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2011-08-01

FL RA
APPROVED

Since 2011-08-01

Branch Locations

1706 East Semoran Blvd Ste 112, Apopka, FL 32703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Apopka	FL	09/1995	Present
Pfs Investments Inc.	Apopka	FL	03/1996	Present

09/1995 → Present

Primerica Financial Services

Apopka, FL
03/1996 → Present

Pfs Investments Inc.

Apopka, FL

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Sign Committee of Apopka, FL, Wekiva Center Association, Apopka, FL, Director/Board of Directors, Not investment related, 8 hours per month (4 during securities trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-04-22
S63	Uniform Securities Agent State Law Examination	1996-06-18

S65 Uniform Investment Adviser Law Examination

2011-04-22
S63 Uniform Securities Agent State Law Examination

1996-06-18

Other Names

Bill Spiegel

View on SEC IAPD