Brian Jeffrey Anderson

Current Employers

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-08-18

NC RA
APPROVED

Since 2022-08-18

Branch Locations

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Cary	NC	08/2016	03/2019
Uncovered	Cary	NC	02/2016	04/2017
The Prudential Insurance Company Of America	Raleigh	NC	04/2019	10/2019
Pruco Securities, Llc	Raleigh	NC	04/2019	10/2019
Pnc Investments	Durham	NC	10/2019	01/2021
First Citizens Investor Services	Raleigh	NC	08/2022	Present
State Employees Credit Union	Apex	NC	09/2021	08/2022
Harry'S Guitar Shop	Raleigh	NC	08/2021	09/2021
Hendrick Chevrolet	Cary	NC	05/2021	08/2021
Doordash	Cary	NC	01/2021	05/2021

08/2016 → 03/2019

Td Ameritrade

Cary, NC
02/2016 → 04/2017

Uncovered

Cary, NC
04/2019 → 10/2019

The Prudential Insurance Company Of America

Raleigh, NC
04/2019 → 10/2019

Pruco Securities, Llc

Raleigh, NC
10/2019 → 01/2021

Pnc Investments

Durham, NC
08/2022 → Present

First Citizens Investor Services

Raleigh, NC
09/2021 → 08/2022

State Employees Credit Union

Apex, NC
08/2021 → 09/2021

Harry'S Guitar Shop

Raleigh, NC
05/2021 → 08/2021

Hendrick Chevrolet

Cary, NC
01/2021 → 05/2021

Doordash

Cary, NC

Previous Registrations

2019-10-31 → 2021-01-14

Pnc Wealth Management Llc

Durham, NC

Durham, NC

Durham, NC

Durham, NC

Cary, NC

Cary, NC
2019-04-30 → 2019-10-21

Pruco Securities, Llc.

Raleigh, NC
2016-09-13 → 2019-03-15

Td Ameritrade, Inc.

Cary, NC
2016-09-13 → 2019-03-15

Td Ameritrade Investment Management, Llc

Cary, NC
2004-02-19 → 2016-08-12

Charles Schwab & Co., Inc.

Raleigh, NC

Raleigh, NC
2002-02-18 → 2004-02-03

Morgan Stanley Dw Inc.

Raleigh, NC

Other Businesses

I PLAY GUITAR IN A BAND CALLED Vertigo. WE PLAY 3-4 SHOWS A MONTH, FOR WHICH I'M COMPENSATED BETWEEN $80 AND $100 PER SHOW. POSITION: Lead Guitarist NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 05/06/2019. Not a client of FCIS. Not an investment related business. ADDRESS: 1327 Rice Ranch Way, Cary NC 27518, United States

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-11-14
S63	Uniform Securities Agent State Law Examination	2000-10-12

S65 Uniform Investment Adviser Law Examination

2001-11-14
S63 Uniform Securities Agent State Law Examination

2000-10-12

View on SEC IAPD