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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-06-03 |
| TX | RA | APPROVED_RES | 2025-06-02 |
| MO | RA | APPROVED | 2000-01-03 |
Branch Locations
One New Hampshire Avenue Suite 112, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 06/1999 | 06/2025 |
| Stifel, Nicolaus & Company, Incorporated | Portsmouth | NH | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-28 |
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