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Port Washington, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-19 |
| NY | RA | APPROVED | 2021-07-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Securities, Llc | Mitchel Field | NY | 10/2001 | 12/2018 |
| Western International Securities, Inc. | Pasadena | CA | 11/2018 | 06/2025 |
| Northeast Asset Management Llc | Mitchel Field | NY | 11/2007 | 11/2018 |
| Dorado Wealth Management Llc | Port Washington | NY | 06/2021 | Present |
| Lpl Financial Llc | Massapequa | NY | 06/2025 | Present |
1- 06/2025 - Dorado Wealth Management LLC - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 09/01/2006 - 10 hours per month/ 5 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-27 |
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