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James Magnus Allotey

Mml Investors Services, LLC

Glen Burnie, MD

Hunt Valley, MD

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-03-25
  • MD RA
    APPROVED
    Since 2017-03-25

Branch Locations

Glen Burnie, MD • United States

11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Linthicum MD 05/1996 03/2017
Massmutual Life Insurance Co Hunt Valley MD 07/2016 Present
Mml Investors Services, Llc Hunt Valley MD 03/2017 Present
  • 05/1996 → 03/2017
    Metlife Securities Inc.
    Linthicum, MD
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Hunt Valley, MD
  • 03/2017 → Present
    Mml Investors Services, Llc
    Hunt Valley, MD
Previous Registrations
  • 2007-05-03 → 2017-03-25
    Msi Financial Services, Inc.
    Elkridge, MD
    Baltimore, MD
Other Businesses

NAME: JAMES M ALLOTEY INV REL: Y ADDR: AT RESIDENTIAL ADDRESS ON RECORD, NATURE: LIFE INSURANCE, HEALTH, FIXED ANNUITY, POSITION: AGENT START: 7/1/2016 NO HR/MO: 1 NO HR/MO DUR TRADING: 1.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-09-17
  • S66 Uniform Combined State Law Examination
    1998-09-17
Designations

View on SEC IAPD

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STONEX ADVISORS INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

Wesley L Lindquist
Stephanie Nicole Boddiford
Sonya Marie Coleman
COLLEEN ANN SCHULER
JOHN THOMAS GIBSON
JAMES MICHAEL GABARRA
MARGARET SUZANNE KOSMERL
Roosevelt Pierre Elivert

Other Offices

BANKERS LIFE ADVISORY SERVICES, INC. · Glen Burnie, MD
LPL FINANCIAL LLC · GLEN BURNIE, MD
PFS INVESTMENTS INC. · GLEN BURNIE, MD
LPL FINANCIAL LLC · GLEN BURNIE, MD
ALLSTATE FINANCIAL ADVISORS, LLC · Glen Burnie, MD
LPL FINANCIAL LLC · GLEN BURNIE, MD
J. W. COLE ADVISORS, INC. · GLEN BURNIE, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GLEN BURNIE, MD

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