James Magnus Allotey

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1996 → 03/2017
  Metlife Securities Inc.
  Linthicum, MD
• 07/2016 → Present
  Massmutual Life Insurance Co
  Hunt Valley, MD
• 03/2017 → Present
  Mml Investors Services, Llc
  Hunt Valley, MD

Previous Registrations

• 2007-05-03 → 2017-03-25
  Msi Financial Services, Inc.
  Elkridge, MD
  Baltimore, MD

Other Businesses

NAME: JAMES M ALLOTEY INV REL: Y ADDR: AT RESIDENTIAL ADDRESS ON RECORD, NATURE: LIFE INSURANCE, HEALTH, FIXED ANNUITY, POSITION: AGENT START: 7/1/2016 NO HR/MO: 1 NO HR/MO DUR TRADING: 1.

Exams

• S66 Uniform Combined State Law Examination
  1998-09-17

Designations

• Chartered Financial Consultant