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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2026-03-26
TX RA APPROVED 2021-05-10
CA RA APPROVED 2004-03-08
  • WY RA
    APPROVED
    Since 2026-03-26
  • TX RA
    APPROVED
    Since 2021-05-10
  • CA RA
    APPROVED
    Since 2004-03-08

Branch Locations

Greybull, WY • United States

301 Banner Ct Ste 1, Modesto, CA 95356 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities, Inc. Greybull WY 01/2004 Present
Principal Life Insurance Company Greybull WY 01/2004 Present
Capax Modesto CA 10/2017 03/2022
Kleiderlein Wealth Advisory Group Greybull WY 07/2021 Present
  • 01/2004 → Present
    Greybull, WY
  • 01/2004 → Present
    Principal Life Insurance Company
    Greybull, WY
  • 10/2017 → 03/2022
    Capax
    Modesto, CA
  • 07/2021 → Present
    Kleiderlein Wealth Advisory Group
    Greybull, WY
Other Businesses

***RENTAL PROPERTIES,04/07/10, OWNER. ***VOLUNTARY WORKSITE BENEFITS, VARIOUS CARRIERS, 4/14/11. ***BIG VALLEY GRACE COMMUNITY CHURCH. 04/23/2010, CHAIRMAN OF CHURCH BUILDING TEAM, OVERSEES CONSTRUCTION OF THE CHURCH AND RELATED SCHOOL PROPERTIES. ***Fixed insurance, Medicare Supplement, LTC, DI, Life, 9/14/15. ***Big Valley Grace Community Church; Not Investment Related; Modesto, CA; Board Member; ; Start Date: 01/01/2019; 6 hrs per month; 0 during trading hours. ***Big Valley Grace Community Church; Not Investment Related; Modesto, CA; Chairman; Lead meetings Elder Board meetings. No connection with the church's finances.; Start Date: 07/18/2019; 10 hrs per month; 0 during trading hours. ***MIRACLE LEAGUE OF STANISLAUS COUNTY POSITION: Board member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2024 ADDRESS: 1129 8th St Suite 101, Modesto CA 95354, United States DESCRIPTION: Will serve as a board member. Activities include attending quarterly meetings, occasionally assisting with game day activities, soliciting sponsorships from business owners & individuals (once per year, probably two or three requests).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-17
S63 Uniform Securities Agent State Law Examination 1996-06-03
  • S65 Uniform Investment Adviser Law Examination
    2001-04-17
  • S63 Uniform Securities Agent State Law Examination
    1996-06-03
Designations
Other Names
  • Mark Allan Kleiderlein

View on SEC IAPD

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