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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2026-03-26 |
| TX | RA | APPROVED | 2021-05-10 |
| CA | RA | APPROVED | 2004-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities, Inc. | Greybull | WY | 01/2004 | Present |
| Principal Life Insurance Company | Greybull | WY | 01/2004 | Present |
| Capax | Modesto | CA | 10/2017 | 03/2022 |
| Kleiderlein Wealth Advisory Group | Greybull | WY | 07/2021 | Present |
***RENTAL PROPERTIES,04/07/10, OWNER. ***VOLUNTARY WORKSITE BENEFITS, VARIOUS CARRIERS, 4/14/11. ***BIG VALLEY GRACE COMMUNITY CHURCH. 04/23/2010, CHAIRMAN OF CHURCH BUILDING TEAM, OVERSEES CONSTRUCTION OF THE CHURCH AND RELATED SCHOOL PROPERTIES. ***Fixed insurance, Medicare Supplement, LTC, DI, Life, 9/14/15. ***Big Valley Grace Community Church; Not Investment Related; Modesto, CA; Board Member; ; Start Date: 01/01/2019; 6 hrs per month; 0 during trading hours. ***Big Valley Grace Community Church; Not Investment Related; Modesto, CA; Chairman; Lead meetings Elder Board meetings. No connection with the church's finances.; Start Date: 07/18/2019; 10 hrs per month; 0 during trading hours. ***MIRACLE LEAGUE OF STANISLAUS COUNTY POSITION: Board member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2024 ADDRESS: 1129 8th St Suite 101, Modesto CA 95354, United States DESCRIPTION: Will serve as a board member. Activities include attending quarterly meetings, occasionally assisting with game day activities, soliciting sponsorships from business owners & individuals (once per year, probably two or three requests).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-03 |
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