Karl Anthony Moore

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → Present
  Moore Wealth Management, L.L.C.
  Seattle, WA
• 12/2023 → Present
  Triad Hybrid Solutions
  Norcross, GA

Previous Registrations

• 2007-03-21 → 2024-03-12
  Moore Wealth Management L.L.C.
  Seattle, WA
  Seattle, WA
  Yakima, WA
  Seattle, WA
  Renton, WA
• 2005-11-04 → 2007-03-16
  Northwestern Mutual Investment Services, Llc
  Seattle, WA
  Seattle, WA
• 2006-03-24 → 2007-03-16
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Exams

• S66 Uniform Combined State Law Examination
  2005-11-03
• S65 Uniform Investment Adviser Law Examination
  1999-06-10
• S63 Uniform Securities Agent State Law Examination
  1996-07-12