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Steven J Leoni

Equitable Advisors, LLC

Visalia, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2000-02-02
  • CA RA
    APPROVED
    Since 2000-02-02

Branch Locations

1606 W. Mineral King Avenue Suite A, Visalia, CA 93291 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-12
S63 Uniform Securities Agent State Law Examination 1996-07-09
  • S65 Uniform Investment Adviser Law Examination
    1999-07-12
  • S63 Uniform Securities Agent State Law Examination
    1996-07-09
Other Names
  • Steve Leoni

View on SEC IAPD

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Other Offices

GILMAN HARRIS TRAVIOLI SLOVER ACCOUNTANCY CORPORATION · VISALIA, CA
LPL FINANCIAL LLC · VISALIA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · VISALIA, CA
SEQUOIA FINANCIAL, LLC · VISALIA, CA
OSAIC WEALTH, INC. · VISALIA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Visalia, CA
MORGAN STANLEY · VISALIA, CA
MOLANO WEALTH MANAGEMENT · VISALIA, CA

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