Steven Anthony Corrado

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2021-07-13

MA RA
APPROVED

Since 2021-07-13

Branch Locations

Marshfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Braintree	MA	09/2014	05/2019
Lpl Finanial Llc	Marshfield	MA	04/2021	Present
Unemployed	Marshfeld	MA	05/2019	05/2021

09/2014 → 05/2019

Voya Financial Advisors

Braintree, MA
04/2021 → Present

Lpl Finanial Llc

Marshfield, MA
05/2019 → 05/2021

Unemployed

Marshfeld, MA

Previous Registrations

2016-09-21 → 2019-06-05

Voya Financial Advisors, Inc.

Braintree, MA

Windsor, CT

Other Businesses

1. 11/10/2021 - Southshore Health Organization - Not Investment Related - 55 Fogg Road, South Weymouth, MA 02190 - Outside/W-2 Employment - Start Date: 02/24/2020 - 16-32 Hours Per Month/0 Hours During Securities Trading - Part time Employment Pharmacy Technician.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-16
S63	Uniform Securities Agent State Law Examination	1996-11-08

S66 Uniform Combined State Law Examination

2016-06-16
S63 Uniform Securities Agent State Law Examination

1996-11-08

Other Names

Steven A Corrado

View on SEC IAPD