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Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-06-03
KS RA APPROVED 2022-10-21
OK RA APPROVED 2009-07-20
  • OH RA
    APPROVED
    Since 2024-06-03
  • KS RA
    APPROVED
    Since 2022-10-21
  • OK RA
    APPROVED
    Since 2009-07-20

Branch Locations

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

204 N. Robinson Suite 2400, Oklahoma City, OK 73102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle St. Securities, Llc Oklahoma City OK 06/2009 Present
Lasalle St. Investment Advisors, Llc Oklahoma City OK 07/2009 Present
Previous Registrations
Other Businesses

FIXED INSURANCE; LASALLE ST. INVESTMENT ADVISORS, L.L.C.- REGISTERED INVESTMENT ADVISOR;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-15
S63 Uniform Securities Agent State Law Examination 1996-08-01
  • S65 Uniform Investment Adviser Law Examination
    1996-08-15
  • S63 Uniform Securities Agent State Law Examination
    1996-08-01
Other Names
  • Larry N Goddard

View on SEC IAPD

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