William Emil Fredrickson

Current Employers

Employment History

• 05/2007 → Present
  Osaic Wealth, Inc.
  Santa Rosa, CA
• 05/2007 → 03/2017
  Whjr Associates
  Santa Rosa, CA

Previous Registrations

• 2007-06-05 → 2017-04-18
  Whjr Associates
  Santa Rosa, CA
• 1997-07-08 → 2007-06-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Rosa, CA
  San Diego, CA
  Santa Rosa, CA

Other Businesses

1. FINANCIAL HEALTH & WEALTH MANAGEMENT, INVESTMENT RELATED, 2425 CLEVELAND AVE, STE 105, SANTA ROSA, CA 95403, OWNER, STARTED 6/1/2008, 120 HOURS PER MONTH, 120 HOURS DURING SECURITIES TRADING HOURS, THIS IS A DBA FOR MY BUSINESS AS A FINANCIAL ADVISOR WITH ROYAL ALLIANCE ASSOCIATES AS MY BROKER DEALER, NWF ADVISORY GROUP AS RIA. 2. ROYAL ALLIANCE ASSOC. INC, INVESTMENT RELATED,2425 CLEVELAND AVE, SANTA ROSA, CA 95403, FINANCIAL ADVISOR, STARTED 6/1/2007, 8 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS, I OFTEN PRESENT VARIABLE ANNUITIES AS A PART OF OVERALL INVESTMENT ALLOCATION TO CLIENTS. 3. NWF ADVISORY GROUP POSITION: Investment Advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 04/01/2017 ADDRESS: 160 Willowgreen Place, Santa Rosa CA 95403, United States DESCRIPTION: I recommend diversified portfolios and write covered call options on the portfolios for clients. I provide investment advice for retail investments and retirement accounts. 4. WILLIAM FREDRICKSON INSURANCE POSITION: Insurance Agent NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2007 ADDRESS: 2425 Cleveland Ave STE 105, Santa Rosa CA 95403, United States DESCRIPTION: I have an insurance license and often present variable annuities as a part of overall investment allocation to clients. 5. BILL FREDRICKSON INSURANCE POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2007 ADDRESS: 160 Willowgreen Place, Santa Rosa CA 95403, United States DESCRIPTION: I have an insurance license and often present Equity Index annuities as a part of overall investment allocation to clients. 6. WILLIAM E FREDRICKSON AUTHOR POSITION: Author NATURE: Writing a book about the 12 Step Process and the enneagram. The book describes and combines the two systems to effect change on oneself. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: 160 Willowgreen Place, Santa Rosa CA 95403, United States DESCRIPTION: Writing the book

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-07-26
• S65 Uniform Investment Adviser Law Examination
  1996-07-26

Other Names

• William Joel Gay
• William Emil Fredrickson