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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-12-21 |
| KS | RA | APPROVED | 2007-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Leawood | KS | 08/2007 | Present |
| Bank Of America, N.A. | Leawood | KS | 12/2009 | Present |
I*129932 For profit or not for profit: For-Profit Organization Name of outside business organization: Howard's End Home Owner's Association Investment related: N Address of business: Olathe, Iowa 66061 Nature of business: LLC, Position, title, association: Committee Member, Start date of relationship: 2/24/2020 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Howard's End HOA was formed to support the neighborhood of Howard's End. Howard's End is a very small (6 family) community set on large acreage lots in rural Johnson County KS. As HOA President, role is to ensure meetings are held and objectives met
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-21 |
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