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Lucinda E Bradley

J.P. Morgan Securities LLC

League City, TX

League City, TX

CRD 4542477

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

2620 East League City Pkwy., League City, TX 77573 • United States

1751 Fm 646 W., League City, TX 77573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc League City TX 10/2012 Present
Jpmorgan Chase Bank, N.A. League City TX 01/2003 Present
Previous Registrations
  • 2007-09-13 → 2012-10-01
    Chase Investment Services Corp.
    Muncie, IN
    League City, TX
    League City, TX
    League City, TX
    Muncie, IN
  • 1999-06-11 → 2003-02-10
    Capital Planning Corp.
    Arcadia, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-16
  • S66 Uniform Combined State Law Examination
    2007-10-16
Other Names
  • Lucinda Renee Nations
  • Cindi Renee Nations
  • Cindi Estes Bradley
  • Cindi Bradley
  • Lucinda Estes Bradley

View on SEC IAPD

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