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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-19 |
| NY | RA | APPROVED | 2021-05-18 |
Branch Locations
190 Sunset Drive Suite #4, Hamburg, NY 14075 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2002 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2002 | Present |
1. Board member, Hamburg Finance Academy Advisory Board, Hamburg NY, Since 9/1/2008, 4 hrs/month. 2. Landlord/property owner, Rental Property 210 Euclid Ace, Hamburg NY 14075, since 7/31/2020, 2 hrs./month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-15 |
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