Sung Shin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Jpmorgan Chase Na
  Flushing, NY
• 07/2007 → Present
  Chase Investment Services Corp.
  Flushing, NY
• 09/2012 → 07/2018
  Capital One Financial Advisors
  Melville, NY
• 01/2015 → 07/2018
  Capital One Sharebuilder, Inc.
  Rockaway Park, NY
• 01/2015 → 07/2018
  Sharebuilder 401K
  Seattle, WA
• 07/2018 → 01/2024
  Woodbury Financial Services, Inc.
  Brooklyn, NY
• 01/2024 → Present
  Osaic Wealth, Inc.
  Brooklyn, NY

Previous Registrations

• 2018-07-11 → 2024-01-19
  Woodbury Financial Services, Inc.
  New City, NY
  Brooklyn, NY
• 2015-01-28 → 2018-07-11
  Capital One Advisors, Llc
  Seattle, WA
  Brooklyn, NY
  Mclean, VA
• 2012-09-14 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
• 2011-01-26 → 2012-09-05
  Chase Investment Services Corp.
  Edgewater, NJ
  Edgewater, NJ
  Weehawken, NJ
  Flushing, NY

Other Businesses

SAS CAPITAL LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/29/2018 ADDRESS: 1344 Coney Island Ave, Brooklyn NY 11230, United States DESCRIPTION: This entity was formed because of my affiliation with Woodbury Financial LLC. It was formed in order to get a lease for an office space.

Exams

• S66 Uniform Combined State Law Examination
  2011-01-25
• S63 Uniform Securities Agent State Law Examination
  2007-07-10