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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-28
NJ RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2022-04-28
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

376 Tilton Road, Northfield, NJ 08225 • United States

330 Fellowship Road, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Mt. Laurel NJ 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Mt. Laurel, NJ
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2004-06-30 → 2009-06-01
    Mount Laurel, NJ
    Mt. Laurel, NJ
  • 2004-03-19 → 2004-05-14
    Invest Financial Corporation
    Marlton, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-09
S63 Uniform Securities Agent State Law Examination 2002-06-27
  • S65 Uniform Investment Adviser Law Examination
    2004-03-09
  • S63 Uniform Securities Agent State Law Examination
    2002-06-27

View on SEC IAPD

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