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Christopher Nicholas Fili

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-14
  • NE RA
    APPROVED
    Since 2023-08-14

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mastec Services Dallas TX 06/2016 02/2017
Steve Hallmark Agency Of Allstate Argyle TX 03/2017 11/2017
Frontline Private Security Omaha NE 12/2017 07/2020
Td Ameritrade, Inc Omaha NE 07/2020 09/2023
Charles Schwab & Co., Inc. Omaha NE 08/2023 Present
  • 06/2016 → 02/2017
    Mastec Services
    Dallas, TX
  • 03/2017 → 11/2017
    Steve Hallmark Agency Of Allstate
    Argyle, TX
  • 12/2017 → 07/2020
    Frontline Private Security
    Omaha, NE
  • 07/2020 → 09/2023
    Td Ameritrade, Inc
    Omaha, NE
  • 08/2023 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
Previous Registrations
  • 2021-04-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2021-04-26 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
Other Businesses

1) 402 Arts Collective - Artist Instructor | Investment Related:No|6051 Maple St |Omaha|Nebraska|68104|USA|Education|Artist Instructor|7/1/2018|Less than 20|0.000000|Teach drums and percussion.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-24
S63 Uniform Securities Agent State Law Examination 2020-10-27
  • S66 Uniform Combined State Law Examination
    2021-04-24
  • S63 Uniform Securities Agent State Law Examination
    2020-10-27
Other Names
  • Christopher N Fili
  • Chris Fili
  • Christopher N Fili
  • Christopher Nicholas Fili
  • Nick Fili
  • Christopher Nicholas (Nick) Fili

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

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