Lee Blake Roggenburg

Current Employers

Employment History

• 06/2009 → 09/2019
  Summit Brokerage Services Inc
  Boca Raton, FL
• 01/2011 → 05/2021
  Summit Financial Group Inc
  Boca Raton, FL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2023 → Present
  Lacrosse Media Properties
  Pompano Beach, FL

Previous Registrations

• 2011-03-30 → 2021-05-20
  Summit Financial Group Inc
  Boca Raton, FL
  Boca Raton, FL

Other Businesses

(1) RETIREMENT PLANNING SERVICES OF BOCA RATON; SINCE 01/01/2010; ADDRESS SAME AS BRANCH; FINANCIAL ADVISOR; PLANNING, INVESTING; 20 HOURS SPENT ON ACTIVITY PER MONTH, 1 DURING TRADING HOURS (2) LEE ROGGENBURG; SINCE 02/02/2015; SAME ADDRESS AS BRANCH; N/A;I AM GOING TO BE THE COLOR COMMENTATOR (NON-COMPENSATED) FOR A LIVE STREAMED GAME OR PODCAST REGARDING LACROSSE ONLY; 6 HRS. ON ACTIVITY PER MONTH, 0 DURING TRADING HOURS (3) FLORIDA LACROSSE NEWS; SINCE 02/01/2013; ADDRESS SAME AS BRANCH; WRITER; I WRITE ARTICLES FOR THE WEBSITE FLORIDALACROSSENEWS.COM, COVERING MOSTLY HIGH SCHOOL GAMES AND PLAYER INFORMATION, ALTHOUGH WITH LOCAL COLLEGES STARTING UP AND THE MLL MAYBE EXPANDING HERE I COULD BE COVERING COLLEGE AND PROFESSIONAL TOO; 25 HOURS SPENT ON ACTIVITY PER MONTH; 0 HOURS SPENT DURING TRADING (4) FLN; SINCE 11/09/2015; ADDRESS SAME AS BRANCH; INVESTOR; THE EVENT WILL FEATURE TWO HIGH SCHOOL GAMES AND A COLLEGE GAME FEATURING CORNELL AND HOBART. BASICALLY I WILL BE ONE OF THE GUARANTORS OF THE EVENT; 20 HOURS SPENT ON ACTIVITY PER MONTH, 0 DURING TRADING HOURS (5) STRATFORD FINANCIAL ADVISORS, LLC; SINCE 11/17/2000; SAME AS BRANCH; PRESIDENT; FINANCIAL ADVISOR; THIS DBA IS THE NAME; 160 HRS. SPENT ON ACTIVITY PER MONTH; ALL DURING TRADING HOURS. (6) NAME OF OTHER BUSINESS: LEE ROGGENBURG; INVESTMENT RELATED: NO; ADDRESS: 4120 N CLINTON STREET FT WAYNE IN 46805; NATURE OF BUSINESS: REAL ESTATE; START DATE: 2016; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PASSIVE INVESTOR, INHERITED REAL ESTATE; (7) NAME OF OTHER BUSINESS: LEE ROGGENBURG; INVESTMENT RELATED: NO; ADDRESS: 1100 RAYMOND DRIVE NEWARK NJ 07102; NATURE OF BUSINESS: REAL ESTATE; START DATE: 2016; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PASSIVE INVESTOR, INHERITED REAL ESTATE; (8) NAME OF OTHER BUSINESS: LACROSSE MEDIA PROPERTIES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ONLINE LACROSSE CHANNEL; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: PART OWNER/SENIOR WRITER; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: WRITING, EXTEND LACROSSE CONTENT COVERAGE;

Exams

• S66 Uniform Combined State Law Examination
  2010-06-04

Other Names

• Lee B Roggenburg