Brian Ernest Swinehart

Employer firm

Sym Financial Advisors CRD 107517

$5.81B regulatory AUM 32 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2018 → Present
  Sym Financial Advisors
  Winona Lake, IN
• 07/2012 → 10/2018
  Zimmer Biomet
  Warsaw, IN

Previous Registrations

• 2002-07-19 → 2002-10-04
  Equitable Advisors, Llc
  Dallas, TX

Other Businesses

Business: Warsaw Education Foundation - Investment-related: Yes - Business Address: 1 Administration Drive, Warsaw MI 46580 - Nature of Business: Charitable - Position: Member, President - Start Date: 08/01/2021 - Hours/Month: 2 hours/month - Hours/Month During Securities Trading Hours: 2 hours/month - Duties: Support academic programs and recognize academic excellence in Warsaw Community Schools; committee member to help determine grant awards

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-04
• S66 Uniform Combined State Law Examination
  2002-07-17

Designations

• Certified Financial Planner