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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-11-02 |
Branch Locations
290 West Mount Pleasant Ave Suite 2300, Livingston, NJ 07039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Acorn Financial Services | Roseland | PA | 01/2002 | Present |
| Signator Investors Inc | Roseland | NJ | 05/2002 | Present |
| Royal Alliance Associates, Inc. | Livingston | NJ | 11/2018 | Present |
1. INSURANCE BROKERAGE POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2002 ADDRESS: 290 West Mt Pleasant Ave, St 2300, Livingston NJ 07039, United States DESCRIPTION: Help clients secure life, disability and long term care insurance as part of their plan 2. ACORN FINANCIAL SERVICES POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 130 START DATE: 03/01/2002 ADDRESS: 290 West Mount Pleasant Ave, St 2300, Livingston NJ 07039, United States DESCRIPTION: Financial advisor Doing business under Acorn Financial Services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-20 |
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