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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-09-26
  • SC RA
    APPROVED
    Since 2016-09-26

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Monroe, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Charlotte NC 10/2009 Present
  • 10/2009 → Present
    Lpl Financial
    Charlotte, NC
Other Businesses

1) 05/15/2025 - 2112 bFc Holdings - Investment Related - Woods Drive Gastonia, NC - Real Estate Rental - Start Date:06/01/2025 - 15 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-19
S63 Uniform Securities Agent State Law Examination 1999-11-05
  • S65 Uniform Investment Adviser Law Examination
    2010-01-19
  • S63 Uniform Securities Agent State Law Examination
    1999-11-05

View on SEC IAPD

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