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Robert B Trent

LPl Financial LLC

Santa Rosa, CA

Santa Rosa, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-04
CA RA APPROVED 2021-12-08
  • TX RA
    APPROVED_RES
    Since 2024-03-04
  • CA RA
    APPROVED
    Since 2021-12-08

Branch Locations

3510 Unocal Pl, Suite 300, Santa Rosa, CA 95403 • United States

Santa Rosa, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sonoma CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Sonoma CA 11/2016 12/2021
Lpl Financial Llc Santa Rosa CA 12/2021 Present
Previous Registrations
  • 2011-01-03 → 2021-12-16
    Wells Fargo Clearing Services, Llc
    Santa Rosa, CA
    Rohnert Park, CA
    Sonoma, CA
    Santa Rosa, CA
    Corte Madera, CA
    Santa Rosa, CA
  • 2007-12-18 → 2011-01-03
    Wells Fargo Investments, Llc
    Santa Rosa, CA
    Sonoma, CA
    Santa Rosa, CA
    Santa Rosa, CA
    Sebastopol, CA
    Rohnert Park, CA
    Rohnert Park, CA
  • 2006-09-27 → 2008-01-03
    Harrisdirect Llc
    Jersey City, NJ
  • 2002-10-10 → 2005-02-28
    Morgan Stanley Dw Inc.
    Santa Rosa, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-29
  • S66 Uniform Combined State Law Examination
    2002-08-29
Other Names
  • Robert Trent

View on SEC IAPD

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FOCUS PARTNERS WEALTH, LLC
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A.E.I. FINANCIAL GROUP

Other Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH
JENNIFER LEE KNAPP
MATTHEW JOSEPH VEAL
MATTHEW MARK DAVIS
JEFFREY DONALD OLE GOSPE
PAMELA LYNN KEZER

Other Offices

MORGAN STANLEY · Santa Rosa, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA

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