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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-03 |
| FL | RA | APPROVED | 2021-11-03 |
Branch Locations
818 Us Highway A1A N Stes 200 & 206, Ponte Vedra Beach, FL 32082 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities Inc/Great-West Life & Ann Ins Co | St Augustine | FL | 11/2007 | 10/2021 |
| Wells Fargo Clearing Services, Llc | Ponte Vedra Beach | FL | 10/2021 | Present |
NOTARY PUBLIC; NOT INV RELATED; JACKSONVILLE, FL, NOTARY; START 05/28/2024; 48 HOURS PER MONTH; 0 HOURS DURING TRADING; NOTARIZE DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-20 |
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