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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-12-13 |
| TX | RA | APPROVED_RES | 2018-12-13 |
Branch Locations
115 W Washington Street Suite 1160 S, Indianapolis, IN 46204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Indianapolis | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Indianapolis | IN | 11/2016 | 12/2018 |
| Wells Fargo Advisors Financial Network, Llc | Indianapolis | IN | 12/2018 | Present |
10% OWNERSHIP OF HUNTER LIMTED LLC, INVESTMENT RELATED, NO TIME DEVOTED OR DUTIES, INVESTOR, INDIANAPOLIS IN, START 4/1/2013 BJH FINANCIAL LLC, INV RELATED, FRANKLIN, IN, 100% OWNERSHIP, START 11/12/2018, 160 HOURS PER MONTH, 6.5 HOURS DURING TRADING, FINET PRACTICE. FHT ADMINISTRATIVE SERVICES LLC, INV RELATED, INDIANAPOLIS, IN, 33.33% OWNERSHIP, START 11/12/2018, 160 HOURS PER MONTH, 6.5 HOURS DURING TRADING, FINET PRACTICE. FHT AMINISTRATIVE SERVICES, LLC AS THE FREE HUNTER FINANCIAL GROUP, INVT RELATED, INDIANAPOLIS, IN, 33.33% OWNERSHIP, START DATE 3/1/2019, 2 HRS PER MONTH, 2 HRS DURING TRADING, FOR FINET PRACTICE.; CO-TRUSTEE FOR FHT ADMINISTRATIVE SERVICES, LLC 401K, INV RELATED, INDIANAPOLIS, IN, START: 03/01/2019, 2 HRS/MONTH, 2 HRS DURING TRADING, FINET PRACTICE 401K.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-20 |
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