Daniel James Fouberg

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Minneapolis, MN
• 09/2023 → Present
  Osaic Wealth, Inc.
  Prior Lake, MN

Previous Registrations

• 2014-01-09 → 2023-09-01
  Osaic Services, Inc.
  Prior Lake, MN
  Minneapolis, MN
• 2003-07-10 → 2003-12-31
  Sunamerica Securities, Inc.
  Minneapolis, MN

Other Businesses

1. FOUBERG LIMITED PARTNERSHIP 16180 Hastings Avenue, Suite 204, Prior Lake, MN 55372 FAMILY PARTNERSHIP GENERAL PARTNER 4 HOURS / MONTH 0 HOURS DURING SECURITIES HOURS NOT INVESTMENT RELATED 2. DAN FOUBERG / FOUBERG GROUP POSITION: Statutory Agent - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 12 START DATE: 03/13/2002 ADDRESS: 16180 Hastings Avenue, Suite 200, Prior Lake MN 55372, United States DESCRIPTION: Transact life insurance sales and fixed annuity sales 3. SAGEPOINT FINANCIAL, YES, 16180 Hastings Avenue, Suite 204, Prior Lake, MN 55372 INVESTMENT ADVISORY REP, 01-JAN-2002, 100, 40, INVESTMENT ADVISORY REP UNDERNEATH THE CORPORATE RIA OF SAGEPOINT FINANCIAL 4. PORTFOLIO ADVISORY SERVICES, INC. POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 19072 Foxfield Drive, MN 55372, Prior Lake MN 55372, United States DESCRIPTION: Entity to provide structure to securities business and insurance business. All commissions are run through here. Any other consulting done via this entity is disclosed on other OBA profiles. The comp is disclosed on the other OBA's as well even thought it all runs through here. Rent I receive for subleasing office space also runs through here. 5. PORTFOLIO ADVISORY SERVICES POSITION: No Title NATURE: I sublease an office to an insurance agent. His office is completely separated from mine. He has NO access to any of my client files or information. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: 16180 Hastings Avenue, Suite 204, Prior Lake MN 55372, United States DESCRIPTION: I sublease an office to an insurance agent. His office is completely separated from mine. He has NO access to any of my client files or information. 6. FOUBERG MANAGEMENT LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/03/2013 ADDRESS: PO Box 285, Aberdeen SD 57402-0285, United States DESCRIPTION: No duties - this entity operates as the GP of our Family Partnerships - My brother handles all administrative duties 7. FOUBERG HOLDINGS LLC POSITION: Partner NATURE: LLC exists only to hold land that was owned by my father INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: PO Box 285, Aberdeen SD 57402-0285, United States DESCRIPTION: No Administrative duties.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-27
• S63 Uniform Securities Agent State Law Examination
  2002-06-10