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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-04-23
  • CA RA
    APPROVED
    Since 2013-04-23

Branch Locations

180 Grand Avenue, Oakland, CA 94612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Oakland CA 08/2010 Present
Charles Schwab Bank Oakland CA 01/2013 Present
Other Businesses

1) Peoria Arizona Rental | Investment Related:No|12109 W Avenida Del Rey|Peoria|AZ|85383|USA|Real Estate (Non-Agent/Broker)|Landlord|4/1/2021|Varies|0|Owner of the Property. This property is a rental property managed by a property management company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-22
S63 Uniform Securities Agent State Law Examination 2002-07-08
  • S66 Uniform Combined State Law Examination
    2013-04-22
  • S63 Uniform Securities Agent State Law Examination
    2002-07-08

View on SEC IAPD

Other Firms

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More in Oakland, CA

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