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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-02 |
| TX | RA | APPROVED_RES | 2014-10-03 |
Branch Locations
13 James P Kelly Way Suite B, Middletown, NY 10940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2002 | Present |
NAME: M1 INVESTMENT CLUB, LLC INVESTMENT RELATED: YES ADDRESS: NEWBURGH, NY NATURE: INVESTMENT CLUB POSITION/TITLE: SENIOR PARTNER START DATE: NOVEMBER 1997 END DATE: N/A HOURS PER MO: 2 OVESEE GENERAL DIRECTION OF CLUB, PROMOTE INVESTMENT EDUCATION AMONG MEMBERS, DISCUSS AND ANALYZE STOCKS Jockey Hollow Pony Club Middletown, NY Start date: 1/1/2022 District Commissioner (DC) Hours per week: 0 Hours during trading: 0 Coordinate and communicate to club activities including unmounted meetings and field trips. Attend monthly area-wide rally planning meetings. Send dues email reminders. Two signatures are needed on club bank account, DC and treasurer. There is no investment acct. Position similar to Scout leader
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-07-25 |
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