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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2018-08-22 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Grand Ledge, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eric B Waggoner | East Lansing | MI | 12/2016 | 12/2016 |
| Fifth Third Securities | Grand Ledge | MI | 02/2006 | 11/2016 |
| Unemployed | Grand Ledge | MI | 11/2016 | 12/2016 |
| Northwestern Mutual | East Lansing | MI | 12/2016 | 02/2017 |
| Fifth Third Securities | Grand Ledge | MI | 02/2017 | 08/2018 |
| Lpl Financial | San Diego | CA | 08/2018 | Present |
1) 04/16/2025 - Sonitrol - Not Investment Related - Outside/W-2 Employment - None - Start Date: 04/01/2025: 10 Hrs/Mth - 0 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-19 |
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