Timothy Kenneth Crow

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-02-02
CA	RA	APPROVED	2002-02-25

TX RA
APPROVED

Since 2022-02-02
CA RA
APPROVED

Since 2002-02-25

Branch Locations

5128 Apache Plume Rd, Fort Worth, TX 76109 • United States

Aledo, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Seal Beach	CA	08/2000	Present
Bank Of America, N.A.	Seal Beach	CA	08/2009	Present

08/2000 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seal Beach, CA
08/2009 → Present

Bank Of America, N.A.

Seal Beach, CA

Other Businesses

I* 1707264 For profit or not for profit: Entity For Profit Name of outside business organization: Crow's Nest Management LLC Investment related: no Address of business: Aledo, TX, 76008 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 04/01/2022 Number of hours devoted: 0 yearly Number of hours devoted during trading hours: 0 Duties: Rental property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-01-03

S66 Uniform Combined State Law Examination

2002-01-03

View on SEC IAPD