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Christopher Andrew Birkenbeul

Cetera Investment Advisers LLC

Fort Wayne, IN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-12-02
  • IN RA
    APPROVED
    Since 2024-12-02

Branch Locations

110 East Wayne Street Floor 12, Fort Wayne, IN 46802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ash Brokerage Corporation Fort Wayne IN 02/2011 09/2021
Mercap Securities, Llc Berwyn PA 02/2013 12/2017
First Palladium, Llc Fort Wayne IN 03/2019 09/2021
Fort Financial Fcu Fort Wayne IN 10/2021 02/2023
Lpl Financial, Llc Fort Wayne IN 10/2021 02/2023
Midwest America Fcu Fort Wayne IN 10/2021 02/2023
Midwest Community Credit Union Defiance OH 10/2021 02/2023
Cambridge Investment Research, Inc. Fairfield IA 02/2023 12/2024
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2023 12/2024
Cetera Investment Services Llc Saint Cloud MN 12/2024 Present
Cetera Investment Advisers Llc Fort Wayne IN 12/2024 Present
  • 02/2011 → 09/2021
    Ash Brokerage Corporation
    Fort Wayne, IN
  • 02/2013 → 12/2017
    Mercap Securities, Llc
    Berwyn, PA
  • 03/2019 → 09/2021
    First Palladium, Llc
    Fort Wayne, IN
  • 10/2021 → 02/2023
    Fort Financial Fcu
    Fort Wayne, IN
  • 10/2021 → 02/2023
    Lpl Financial, Llc
    Fort Wayne, IN
  • 10/2021 → 02/2023
    Midwest America Fcu
    Fort Wayne, IN
  • 10/2021 → 02/2023
    Midwest Community Credit Union
    Defiance, OH
  • 02/2023 → 12/2024
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2023 → 12/2024
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
  • 12/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 12/2024 → Present
    Cetera Investment Advisers Llc
    Fort Wayne, IN
Previous Registrations
  • 2023-02-15 → 2024-12-09
    Cambridge Investment Research Advisors, Inc.
    Angola, IN
    Ft Wayne, IN
    Ft Wayne, IN
    Ft Wayne, IN
    Columbia City, IN
    Ft Wayne, IN
    Auburn, IN
    Ft Wayne, IN
    Ft Wayne, IN
    Defiance, OH
    Napoloen, OH
    Angola, IN
    Kendallville, IN
    Ft Wayne, IN
    Decatur, IN
    Ft Wayne, IN
    Churubusco, IN
    Ft Wayne, IN
    Ft Wayne, IN
    Ft Wayne, IN
    Columbia City, IN
  • 2022-11-04 → 2023-02-24
    Lpl Financial Llc
    Fort Wayne, IN
    Fort Wayne, IN
    Defiance, OH
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Auburn, IN
    Fort Wayne, IN
    Churubusco, IN
    Angola, IN
    Napoleon, OH
  • 2010-06-02 → 2011-01-25
    Cetera Investment Services Llc
    Fort Wayne, IN
  • 2007-10-25 → 2008-09-18
    Nrp Advisors, Inc.
    Fort Wayne, IN
  • 2007-03-06 → 2007-10-25
    Msi Financial Services, Inc.
    Fort Wayne, IN
    Indianapolis, IN
  • 2006-07-11 → 2006-11-17
    Fifth Third Securities, Inc.
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
Other Businesses

1. OWNER OF BIRKENBEUL FINANCIAL; DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-31
S66 Uniform Combined State Law Examination 2006-06-22
S63 Uniform Securities Agent State Law Examination 2002-07-19
  • S65 Uniform Investment Adviser Law Examination
    2022-10-31
  • S66 Uniform Combined State Law Examination
    2006-06-22
  • S63 Uniform Securities Agent State Law Examination
    2002-07-19
Other Names
  • Chris Birkenbeul

View on SEC IAPD

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Other Investors

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JOHN DAVID MEYER
DAVID MICHAEL MEYER
NOEL HOLLIS KNOX
Kyle Edward Farmer
Joseph A Hampton
KEVIN THOMAS NOLL

Other Offices

MONARCH CAPITAL MANAGEMENT INC · FORT WAYNE, IN
SOLVE CONSULTING GROUP, LLC · FORT WAYNE, IN
EDWARD JONES · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · FORT WAYNE, IN
LPL FINANCIAL LLC · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · Fort Wayne, IN
TRADEWELL TAX & FINANCIAL · FORT WAYNE, IN
WELLS FARGO CLEARING SERVICES, LLC · FORT WAYNE, IN

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