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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-28 |
| PA | RA | APPROVED | 2013-08-07 |
Branch Locations
235 St. Charles Way Suite 100, York, PA 17402 • United States
1570 Fruitville Pike, Lancaster, PA 17601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | York | PA | 08/2013 | Present |
REAL ESTATE - OWNER. COLLECTS RENT, FIXES PROBLEMS, MAINTENANCE. LESS THAN 1-2 HRS MONTHLY. COMPENSATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-13 |
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