Best Investors Account Sign in

Lori A Macaluso

Ubs Financial Services Inc.

Paramus, NJ

Parsippany, NJ

CRD 4539779

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-02-09
TX RA APPROVED 2024-02-09
  • NJ RA
    APPROVED
    Since 2024-02-09
  • TX RA
    APPROVED
    Since 2024-02-09

Branch Locations

61 South Paramus Road 4Th Floor, Paramus, NJ 07652 • United States

Parsippany, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 05/1997 02/2024
Ubs Financial Services Inc Paramus NJ 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-11
  • S66 Uniform Combined State Law Examination
    2006-09-11
Other Names
  • Lori Anne Wolthoff

View on SEC IAPD

More in Paramus, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor