Eric Mendelsohn

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 07/2022
  National Securities Corporation
  Boca Raton, FL
• 08/2007 → 10/2024
  B. Riley Wealth Advisors, Inc
  Stamford, CT
• 07/2022 → 10/2024
  B. Riley Wealth Management
  Stamford, CT
• 10/2024 → Present
  United Team Wealth Management
  Boca Raton, FL
• 10/2024 → Present
  United Team Tax
  Boca Raton, FL
• 10/2024 → 09/2025
  Avantax Investment Services Inc.
  Boca Raton, FL
• 10/2024 → 09/2025
  Avantax Insurance Agency, Llc
  Boca Raton, FL
• 10/2024 → 09/2025
  Avantax Advisory Services
  Boca Raton, FL
• 07/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Boca Raton, FL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Stamford, CT

Previous Registrations

• 2024-10-01 → 2025-09-05
  Avantax Advisory Services
  Boca Raton, FL
  Dallas, TX
  Stamford, CT
• 2007-08-30 → 2024-10-30
  B. Riley Wealth Advisors, Inc.
  Boca Raton, FL
  Boca Raton, FL
  Norwalk, CT
  Stamford, CT
• 2005-05-11 → 2007-08-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Lauderdale, FL
  Fort Lauderdale, FL
• 2002-10-31 → 2005-05-27
  Ubs Financial Services Inc.
  Ft. Lauderdale, FL
• 2002-08-12 → 2002-10-31
  Ameriprise Financial Services, Llc
  Vienna, VA

Other Businesses

1) UNITED TEAM TAX POSITION: Accountant NATURE: Accounting/tax preparation, resolution and bookkeeping services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 09/27/2024 ADDRESS: 2500 North Military Trail, Suite 206, Boca Raton FL 33431, United States DESCRIPTION: 1)Tax preparation 2) tax related resolution 3)bookkeeping This is the extent of my duties 2) POA FOR JOYCE MENDELSOHN POSITION: POA NATURE: Granted POA for Joyce Mendelsohn by Joyce Mendelsohn, my mother, who now has [REDACTED] and is living in an assisted living facility. POA was granted prior to her developing signs of [REDACTED] and prior to her entering the ALF. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 06/04/2012 ADDRESS: 94 Southfield Ave, Apt 203, Stamford CT 06902, United States DESCRIPTION: Act on her behalf and perform duties: Review and pay her bills Act as liaison with the ALF and medical services, including hospitalizations Manage her financial accounts Monitor her medical insurance, pension, social security and all other benefits Work with the ALF staff to provide any services needed. 3) UNITED TEAM WEALTH MANAGEMENT POSITION: Senior Vice President, Investments NATURE: DBA for Avantax related business. I will offer investment planning, retirement planning, estate planning and financial planning through this DBA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 70 START DATE: 09/27/2024 ADDRESS: 2500 North Military Trail, Suite 206, Boca Raton FL 33431, United States DESCRIPTION: Meet with clients Review investment performance Review goals and progress towards goals Analyze available investments for client suitability Develop financial plans

Exams

• S66 Uniform Combined State Law Examination
  2002-08-09

Other Names

• Eric Daniel Mendelsohn
• Eric D Mendelsohn