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Kristen K. Trovas

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cedar Rapids, IA

Cedar Rapids, IA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-09-18
IA RA APPROVED 2005-01-31
IL RA APPROVED 2002-09-06
  • TX RA
    APPROVED_RES
    Since 2009-09-18
  • IA RA
    APPROVED
    Since 2005-01-31
  • IL RA
    APPROVED
    Since 2002-09-06

Branch Locations

Cedar Rapids, IA • United States

1065 Sierra Court Ne, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Moline IL 05/2002 Present
Bank Of America,Na Cedar Rapids IA 09/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-05
  • S66 Uniform Combined State Law Examination
    2002-09-05
Other Names
  • Kristen K Plemmons
  • Kristen K Keister
  • Kristen Kaye Cook
  • Kristen Keister-Cook
  • Kris Trovas

View on SEC IAPD

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