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Roger Edwin Southward

Southward Financial Services, LLC

Pickerington, OH

Pickerington, OH

CRD 4539336

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Employer firm

Southward Financial Services, LLC CRD 119849

$9.47M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Southward Financial Services, Llc

Groveport, OH • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 1999-10-25
  • OH RA
    APPROVED
    Since 1999-10-25

Branch Locations

Pickerington, OH • United States

Pickerington, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southward Financial Services Llc Pickerington OH 01/2000 Present
Designations
  • Certified Financial Planner

View on SEC IAPD

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