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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2022-12-14 |
| TX | RA | APPROVED_RES | 2013-03-12 |
| CA | RA | APPROVED | 2013-02-19 |
Branch Locations
520 Grand Ave, Oakland, CA 94610-3515 • United States
Paia, HI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Oakland | CA | 02/2013 | Present |
(1) 01/29/2013: EJF, LTD - NOT INV REL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - NO TIME SPENT - PARTNER: HANDLE EXECUTIVE DECISIONS, FAMILY PARTNERSHIP
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-23 |
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