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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-11 |
| WA | RA | APPROVED | 2021-06-16 |
Branch Locations
600 S 74Th Place Suite 108, Ridgefield, WA 98642 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc | Seattle | WA | 03/2002 | 08/2020 |
| Cambridge Investment Research,Inc | Fairfield | IA | 08/2020 | Present |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 06/2021 | Present |
1) FINANCIAL ADVISORS, INC, 600 S 74th Place #108, Ridgefield WA 98642, 01/2017, President, DBA Name, NIR, 160 HR/MO - 100 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 hr/mo-80/TRADING. 06/16/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 3) KELLIE HALL-STREHLOW, 600 S 74th Place Suite 108, Ridgefield WA 98642, 04/2026, Notary Public, Notary, NIR, 1 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-30 |
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