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Jason Richard Wolff

Janney Montgomery Scott LLC

Charlotte, NC

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-11-06
SC RA APPROVED 2020-11-05
TX RA APPROVED 2020-10-27
  • NC RA
    APPROVED
    Since 2020-11-06
  • SC RA
    APPROVED
    Since 2020-11-05
  • TX RA
    APPROVED
    Since 2020-10-27

Branch Locations

4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Matthews NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Matthews NC 11/2016 10/2020
Janney Montgomery Scott Llc Charlotte NC 10/2020 Present
Previous Registrations
  • 2003-11-19 → 2020-10-29
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
    Charlotte, NC
    Matthews, NC
    Charlotte, NC
    Charlotte, NC
    Wesley Chapel, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-16
  • S66 Uniform Combined State Law Examination
    1999-10-16

View on SEC IAPD

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