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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2007-08-31 |
Branch Locations
1330 Florin Rd, Sacramento, CA 95831 • United States
4430 Florin Road, Suite 1, Sacramento, CA 95823 • United States
8241 Bruceville Rd, Suite D100, Sacramento, CA 95823 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Golden 1 Cu | Sacramento | CA | 01/2005 | Present |
| Lpl Financial Llc | Sacramento | CA | 08/2007 | Present |
1. 08/29/2007 - Golden 1 Investment Services - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 02/04/2008 - OTHER-REAL ESTATE AGENT - REAL ESTATE AMERICA - SHOWING CLIENTS PROPERTY, ASSIST CLIENTS IN BUYING AND SELLING PROPERTIES. - 10% OF TIME - SACRAMENTO, CA 95831. 3. 04/30/2014 - REAL ESTATE RENTAL - 6 SEPARATE SINGLE FAMILY RESIDENCES ALL IN THE SACRAMENTO AREA - SACRAMENTO, CA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-21 |
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