Jason Richard Pera

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 01/2024
  Woodbury Financial Services, Inc
  Oakland, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Lafayette, CA

Previous Registrations

• 2007-09-25 → 2024-01-19
  Woodbury Financial Services, Inc.
  Lafayette, CA
• 2006-01-12 → 2007-10-04
  Equitable Advisors, Llc
  Oakland, CA
  Oakland, CA

Other Businesses

1) STARK MILLER FINANCIAL BENEFITS GROUP POSITION: CFP NATURE: This is a DBA for our financial planning practice. I am a sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2003 ADDRESS: 3650 Mt. Diablo Blvd, ste. 104, Lafayette CA 94549, United States; DESCRIPTION: I spend very little time maintaining the DBA,I work full time as a CFP 2) BAMCO FINANCIAL & INSURANCE SERVICES POSITION: President NATURE: S-Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2024 ADDRESS: 3650 Mt. Diablo Blvd, ste. 104, Lafayette CA 94549, United States DESCRIPTION: Office management duties, bookkeeping, management of employees, administration, HR 3) ST. ISIDORE SCHOOL FOUNDATION POSITION: Board Member NATURE: 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 435 La Gonda Way, Danville CA 94526, United States DESCRIPTION: Board member in charge or organizing events to raise money for the school foundation. In addition, participating with a investment sub-committee to review the foundations investment account managed by Merrill Lynch. I do not give individual investment advice or have discretion over the account. 4) GULATI FINANCIAL & INSURANCE SERVICES POSITION: CFP NATURE: This is a DBAI work as a sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/09/2023 ADDRESS: 2350 Mission College Blvd., ste. 1160, Santa Clara CA 95054, United States DESCRIPTION: Being that this is solely a DBA and I work as a sole proprietor, I spend very little time maintaining the DBA.

Exams

• S66 Uniform Combined State Law Examination
  2004-01-13
• S63 Uniform Securities Agent State Law Examination
  2002-06-28

Designations

• Certified Financial Planner

Other Names

• Jason Pera