Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-31 |
| NY | RA | APPROVED | 2026-04-28 |
| NC | RA | APPROVED | 2026-01-26 |
| MA | RA | APPROVED | 2025-04-03 |
| CT | RA | APPROVED | 2025-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential | Shelton | CT | 06/2012 | 04/2019 |
| National Financial Network | New Haven | CT | 04/2019 | 01/2022 |
| Guardian Life Insurance | New Haven | CT | 03/2019 | 01/2022 |
| Park Avenue Securities | New Haven | CT | 03/2019 | 01/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2022 | 02/2024 |
| Northwestern Mutual Investment Services Llc | West Hartford | CT | 02/2022 | 02/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2022 | 02/2024 |
| Park Avenue Securities | New Haven | CT | 02/2024 | 07/2026 |
| Guardian Life Insurance | New Haven | CT | 02/2024 | 07/2026 |
| Guardian Life Insurance | Stamford | CT | 07/2026 | Present |
| Park Avenue Securities | Stamford | CT | 07/2026 | Present |
1) Lord Hobo Brewery-Minority ownership Start date: 11/01/2021, Address: 5 Draper St Woburn MA 01801, 1 total hour per month, 0 during securities trading hours, Not investment related; Less than 10% annual compensation, 2) Outside Insurance business-broker, Start date: 02/03/2025, Address: 275 Madison Ave Ste 1914, New York, NY 10016, 5 total hours per month, 5 during securities trading hours, I investment related; Less than 10% annual compensation, 3) Beantown Coaching, Consulting and Advising LLC, Start Date: 5/1/26, Nature: LLC established for Tax purposes, Address: 9 APPLE HILL DR MILFORD CT 06461, Duties: Owner, 10 total hours per month; 10 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-04 |
Reach out to this advisor