Robert Abram Smith

Current Employers

Employment History

• 07/2011 → 02/2025
  Concourse Financial Group Securities Inc
  Birmingham, AL
• 07/2011 → Present
  (Dba) Abe Smith
  Birmingham, AL
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Birmingham, AL
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-10-05 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Birmingham, AL
  Birmingham, AL
  Birmingham, AL
  Birmingham, AL
• 2002-09-17 → 2011-07-07
  New England Securities
  Birmingham, AL
  Birmingham, AL
  Birmingham, AL

Other Businesses

(dba) ABE SMITH; Investment Related; 700 37th Street South, Birmingham, AL 35222; Financial Services; Financial Adviser/Producer; Start Date 07/2011; 160 hours per month with the majority of those hours per month occurring during trading hours; Offering investment and insurance products and services. >> LAKESHORE FINANCIAL PARTNERS; Investment Related; 700 37th Street South, Birmingham, AL 35222; Insurance and Investments; Secretary-Treasurer/Financial Adviser; Start Date 07/2011; 160 hours per month with most hours per month occurring during trading hours; Insurance and investment sales and services. >> RESTORATION ACADEMY; Non-Investment Related; 4600 Carnegie Avenue, Fairfield, AL 35054; Private School; Board Member; Start Date 08/2010; 10 hours per month with some hours occurring during trading hours; Advise, advocate, and oversee. >> ABE SMITH INC; Investment Related; 700 37th Street South, Birmingham, AL 35222; Insurance; President; Start Date 02/2018; 160 hours per month with most hours per month occurring during trading hours; Offering insurance products and services. >> BLACK WATER FARMS LLC; Non-Investment Related; 342 Dixon Avenue, Birmingham, AL 35209; Land Use; Agent; Start Date 01/2010; 0 hours per month; Land Use. >> SMARTER BENEFITS; Non-Investment Related; 700 37th Street South, Birmingham, AL 35222; Insurance; President; Start Date 07/2023; 160 hours per month with the majority of those hours per month occurring during trading hours?; Offering insurance products and services. Smart Benefits is a dba name for Abe Smith Inc.

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-07-11

Other Names

• Abe Smith
• Robert Abram Smith